Susi Maron has over 10 years of working experience with SEC registered financial advisors and has registered various investment advisors with the SEC and helped them to implement and keep updated a SEC conform compliance program. She has conducted various compliance reviews and assessments of investment advisor’s compliance programs.
She set up a financial advisor where her responsibilities included implementation of compliance program (policies and procedures), suitable client documentation and adequate IT infrastructure as well as operational processes. Before, Susi Maron was a member of the project team in charge of test management prior to setting up a mid-sized SEC unit. Consequently, she took over the function as Chief Operation Officer, acting as a member of the executive team. This position also encompassed to develop, install and run an IRS conform US tax reporting.
Previous professional experience include consulting and project management in various areas.
Susi Maron loves to travel and to climb mountains especially in South America.